Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randall Morris (Morris), previously associated with Proequities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Morris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $45,000.00 on February 20, 2024.
Claimants allege Mr. Morris made unsuitable recommendations for the purchase of two alternative investments.