Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ralph Saigh (Saigh), currently associated with Westpark Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Saigh recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,200.00 on June 20, 2024.
Client claims he requested non-callable CD to be purchased and alleges the Rep purchased a callable CD. Client is requesting $7200 for the interest he would have earned on the CD had it not been called prior to maturity.