Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rajvinder Budwal (Budwal), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Budwal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,001.00 on July 08, 2021.
Claimants allege the representative recommended an investment that was unsuitable.