Articles Tagged with Private Portfolio

Broker Luis Rodriguez in Private Portfolio, INC. Firm Has Customer Complaint

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luis Rodriguez (Rodriguez), currently associated with Private Portfolio, INC., has at least one disclosable event. These events include one customer complaint, alleging that Rodriguez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on May 10, 2023.

In January 2022, customer bought shares and held them in her account, with several subsequent buys and sells. In May 2023, customer initiated a verbal complaint alleging that she did not authorize the initial purchase on January 6, 2022. The matter was resolved to the satisfaction of both parties, with a final settlement in July 2023.

There are Recent Customer Complaints with Broker Cindy Hanerhoff in Firm Private Portfolio, INC.

August 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cindy Hanerhoff (Hanerhoff), currently associated with Private Portfolio, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hanerhoff recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $168,000.00 on September 15, 2022.

Client alleges that investments in her account are unsuitable based on her risk tolerance.