PNC Investments

Broker Andrew Marschall in Pnc Investments Firm Has Customer Complaint

December 30, 2025 | by Staff Attorney

Previously financial advisor Andrew Marschall (Marschall), previously employed by brokerage firm Pnc Investments has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,001.00 on December 09, 2021.

Client alleges breach of fiduciary duty related to unsuitable recommendation of non-traded REIT.

Broker Grace Henderson in Pnc Investments Firm Has Customer Complaint

October 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Grace Henderson (Henderson), previously associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Henderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $28,547.00 on April 19, 2023.

Client alleges representative did not make her aware of potential taxes on sale of assets to open an advisory account

Broker Benjamin Anolik in Pnc Investments Firm Has Customer Complaint

September 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Anolik (Anolik), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Anolik recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on March 08, 2023.

Customer alleges representative did not correctly evaluate the cost basis for an annuity prior to surrender.

There are Recent Customer Complaints with Broker Shawn Holbrook in Firm Pnc Investments

August 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Holbrook (Holbrook), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Holbrook recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $27,232.38 on September 19, 2022.

Client alleged recommendations was not consistent with her investment objectives.

Broker Donte Lambert in Pnc Investments Firm Has Customer Complaint

June 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donte Lambert (Lambert), previously associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Lambert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,484.00 on February 12, 2024.

Client alleged market linked CD recommendation was not consistent with her intent to purchase a bank CD.

There are Recent Customer Complaints with Broker Edmund Hughes in Firm Pnc Investments

May 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edmund Hughes (Hughes), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Hughes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $210,000.00 on March 08, 2024.

Client alleges representative did not inform her of tax consequences of recommended transaction.

Broker Chris Dibari in Pnc Investments Firm Has Customer Complaint

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chris Dibari (Dibari), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Dibari recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $384,779.66 on March 10, 2025.

Client allege the representative’s recommendations were inconsistent with their investment objectives, and he did not accurately explain product features.

Broker Oliver Evan in Pnc Investments Firm Has Customer Complaint

May 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Oliver Evan (Evan), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Evan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $47,458.02 on March 18, 2025.

Client alleges Registered Representative’s recommendation was not in-line with his income objective.

There are Recent Customer Complaints with Broker Matt Heintz in Firm Pnc Investments

April 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matt Heintz (Heintz), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Heintz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $13,627.00 on February 19, 2025.

Customer alleges advisor did not provide correct advice regarding qualified chartable distributions.

Broker Maria Leon in Pnc Investments Firm Has Customer Complaint

March 18, 2025 | by Staff Attorney

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Maria Leon (Leon) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Leon was employed by Pnc Investments at the time of the activity. If you have been a victim of Leon’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a final customer complaint on September 20, 2024.

Without admitting or denying the findings, Leon consented to the sanction and to the entry of findings that she refused to provide information and documents or to appear for on-the-record testimony requested by FINRA in connection with its investigation into the circumstances surrounding the Form U5 filed by her member firm. The findings stated that the firm submitted the Form U5 disclosing that it had discharged Leon during an investigation into misappropriation of customer funds.