Planmember Securities Corporation Tag Archives

Broker Lynn Morris in Planmember Securities Corporation Firm Has Customer Complaint

January 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lynn Morris (Morris), currently associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Morris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on September 21, 2021.

Client alleges that they were denied market gains when the Firm liquidated her position in order to process a loan in 2016 and did not reinvest the funds once the loan was processed. They allege that the Firm and their representative Ms. Morris were negligent in their duties leading to the lack of reinvestment.

There are Recent Customer Complaints with Broker David Kuga in Firm Planmember Securities Corporation

December 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Kuga (Kuga), currently associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Kuga recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $41,980.00 on October 02, 2025.

Client alleges that the Representative failed to educate her on a cheaper option for her account and did not earn the fees paid.

Broker Nicholas Keeling in Planmember Securities Corporation Firm Has Customer Complaint

November 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Keeling (Keeling), previously associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Keeling recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $13,285.00 on April 27, 2022.

Client alleged that advice provided by the representative resulted in an undiscussed capital gains impact on their taxes.

Broker Richard Zientarski in Planmember Securities Corporation Firm Has Customer Complaint

June 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Zientarski (Zientarski), previously associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Zientarski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $58,000.00 on November 30, 2023.

Client alleges that representative represented the variable annuity he purchased as a liquid savings investment and that, in practice, the account was subject to both surrender charges and market losses.

There are Recent Customer Complaints with Broker Pamala Reilly in Firm Planmember Securities Corporation

April 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pamala Reilly (Reilly), currently associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Reilly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $36,340.69 on March 31, 2025.

Client alleges that due to the mishandling of a transfer out request, they lost $36,340.69 due to market losses.