Planmember Securities Corporation Tag Archives

Broker Nicholas Keeling in Planmember Securities Corporation Firm Has Customer Complaint

November 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Keeling (Keeling), previously associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Keeling recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $13,285.00 on April 27, 2022.

Client alleged that advice provided by the representative resulted in an undiscussed capital gains impact on their taxes.

Broker Richard Zientarski in Planmember Securities Corporation Firm Has Customer Complaint

June 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Zientarski (Zientarski), previously associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Zientarski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $58,000.00 on November 30, 2023.

Client alleges that representative represented the variable annuity he purchased as a liquid savings investment and that, in practice, the account was subject to both surrender charges and market losses.

There are Recent Customer Complaints with Broker Pamala Reilly in Firm Planmember Securities Corporation

April 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pamala Reilly (Reilly), currently associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Reilly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $36,340.69 on March 31, 2025.

Client alleges that due to the mishandling of a transfer out request, they lost $36,340.69 due to market losses.