Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Radvanyi (Radvanyi), previously associated with Newbridge Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Radvanyi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $180,000.00 on November 30, 2022.
Breach of Fiduciary Duty, Breach of Contract, Suitability , failure to Supervise, Violation of the Federal Securities Law, Violation of FINRA Rules 2210,IM 2310-20and 2020.