Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Maris (Maris), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Maris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $750,000.00 on September 23, 2020.
Customers allege universal life insurance policy and variable annuities purchased beginning in 1999 were unsuitable.