Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Maldjian (Maldjian), previously associated with National Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Maldjian recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $116,279.00 on September 06, 2022.
Allege that RR & Firm improperly authorized transactions with the consent of both co-trustees.