Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Bryan (Bryan), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bryan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 29, 2022.
Claimants allege the RR recommended an unsuitable Oil & Gas investment.