Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jens Shroyer (Shroyer), currently associated with Performance Trust Capital Partners, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shroyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $55,775,000.00 on May 14, 2025.
The individual is a named party in an arbitration proceeding initiated by an institutional investor. The complaint alleges claims for common law breaches – namely stemming from alleged unsuitable recommendations during the time the account was active, approximately 2015 – 2023.