Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Rizzo (Rizzo), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rizzo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on May 22, 2025.
Claimants generally allege suitability, misrepresentation, and failure to supervise.