Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Disantis (Disantis), previously associated with Securian Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Disantis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on September 24, 2020.
Client alleges rep misrepresented policy at the time of sale in 11/2018.