Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Conlon (Conlon), previously associated with Citizens Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Conlon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,860.00 on February 13, 2023.
Claimant alleges that, between 2017 and 2020, payroll deductions to fund a 401K account were made, and further alleges that the account establishment and funding were misrepresented.