Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Carnahan (Carnahan), currently associated with Gwn Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Carnahan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $800,000.00 on October 18, 2022.
The customers allege that the rep recommended and overconcentrated their accounts in unsuitable investments