Articles Tagged with Patrick Sizemore

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Sizemore (Sizemore), previously associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Sizemore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 11, 2023.

Client alleges that the advisor did not follow her instructions to convert her Traditional IRA to her Roth IRA for tax year 2023. The conversion took place in tax year 2022 which caused the client to be placed in a higher tax bracket and resulted in additional IRS tax liabilities. The activity dates leading to the allegation were December 28, 2022, through December 30, 2022.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Sizemore (Sizemore), previously associated with Vanguard Marketing Corporation, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Sizemore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 11, 2023.

Client alleges that the advisor did not follow her instructions to convert her Traditional IRA to her Roth IRA for tax year 2023. The conversion took place in tax year 2022 which caused the client to be placed in a higher tax bracket and resulted in additional IRS tax liabilities. The activity dates leading to the allegation were December 28, 2022, through December 30, 2022.