Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Morehead (Morehead), previously associated with American Trust Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Morehead recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on May 13, 2025.
Customer alleges breach of fiduciary duty, negligence, breach of contract, violation of the California Securities Act and respondeat superior in conjunction with investments purchased by respondents.