Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Durst (Durst), currently associated with Lifemark Securities Corp., has at least one disclosable event. These events include one customer complaint, alleging that Durst recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on November 03, 2025.
Allegations pertain to investment in an alternative product intended to be a small component of a larger diversified portfolio and annuity purchases. Investments were purchased from 05/2020 to 06/2021. Allegations include: unsuitable recommendation, violation of Regulation Best Interest, and breach of fiduciary duty. Client is seeking between $100,000 and $500,000 and costs and fees.