Patrick Capital Markets

Broker Peyton Ethridge in Patrick Capital Markets, LLC Firm Has Customer Complaint

February 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peyton Ethridge (Ethridge), currently associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ethridge recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 12, 2025.

Claimants were introduced to Representative from Claimants’ CPA/tax adviser. CPA requested Representative registered with Respondent provide information on particular investment strategy to Claimants. Claimants allege that Representative and/or Respondent made unsuitable recommendations, made materially false statements to Claimants, breach of contract, breach of fiduciary duty, negligence, and negligent supervision by Respondent. No specific offerings or named products in which Claimants experienced losses were identified in the claim, nor were any damages specified.

There are Recent Customer Complaints with Broker Devlin Dwyer in Firm Patrick Capital Markets, LLC

February 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Devlin Dwyer (Dwyer), currently associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dwyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 12, 2025.

Claimants were introduced to Representative from Claimants’ CPA/tax adviser. CPA requested Representative registered with Respondent provide information on particular investment strategy to Claimants. Claimants allege that Representative and/or Respondent made unsuitable recommendations, made materially false statements to Claimants, breach of contract, breach of fiduciary duty, negligence, and negligent supervision by Respondent. No specific offerings or named products in which Claimants experienced losses were identified in the claim, nor were any damages specified.

There are Recent Customer Complaints with Broker Donald Deans in Firm Patrick Capital Markets, LLC

September 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Deans (Deans), previously associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deans recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $450,000.00 on February 03, 2023.

Failed to conduct a reasonable due diligence, disclose material facts and misrepresentation.

There are Recent Customer Complaints with Broker Daniel Roebuck in Firm Patrick Capital Markets, LLC

May 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Roebuck (Roebuck), previously associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Roebuck recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,800,000.00 on April 25, 2024.

Failed to conduct reasonable due diligence, misrepresentations, and disclose material facts.