Park Avenue Securities LLC

Broker Robert Hicks in Park Avenue Securities LLC Firm Has Customer Complaint

February 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Hicks (Hicks), currently associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hicks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 04, 2024.

The customer has alleged that the money he invested, in October 2018, for what was supposed to be a 529 remained in the money market. The customer seeks compensation for missed opportunity.

There are Recent Customer Complaints with Broker Matthew Barks in Firm Park Avenue Securities LLC

February 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Barks (Barks), previously associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on August 06, 2023.

Client signed an affidavit of forgery alleging the RR forged his signature on a fixed life insurance policy cash surrender request form.

Broker Ryan Bohn in Park Avenue Securities LLC Firm Has Customer Complaint

February 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Bohn (Bohn), currently associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bohn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on December 08, 2024.

Client alleges he transferred his previous account which was 100% equities to an sma account with a 70/30 split of equities to bonds based on the rrs recommendation. Client further alleges he was not informed of the tax implications when the account was traded to rebalance from equities to purchase municipal bonds.

Broker Patrick Ryan in Park Avenue Securities LLC Firm Has Customer Complaint

February 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Ryan (Ryan), currently associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ryan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on December 08, 2024.

Client alleges he transferred his previous account which was 100% equities to an SMA account with a 70/30 split of equities to bonds based on the RRs recommendation. Client further alleges he was not informed of the tax implications when the account was traded to rebalance from equities to purchase municipal bonds.