Articles Tagged with Pariter Securities

Broker Wilfredo Ortiz Aponte in Pariter Securities, LLC Firm Has Customer Complaint

January 20, 2026 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Wilfredo Ortiz Aponte (Ortiz Aponte), previously associated with Pariter Securities, LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Ortiz Aponte concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $99,000.00 on October 25, 2021.

The accusations include, but are not limited to, unsuitability, misrepresentation, breach of fiduciary \, responsibilities, churning, and breach of contract

There are Recent Customer Complaints with Broker Eduardo Sotomayor Alamo in Firm Pariter Securities, LLC

August 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eduardo Sotomayor Alamo (Sotomayor Alamo), currently associated with Pariter Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sotomayor Alamo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on November 27, 2023.

Claimant claims breach of fiduciary duty, breach of contract, failure to diversify, failure to supervise.