Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Panagiotis Ermogenous (Ermogenous), currently associated with Santander Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ermogenous recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $60,000.00 on May 09, 2022.
Client alleged poor performance.