Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paige Matlock (Matlock), previously associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Matlock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 23, 2020.
Claimant alleges unsuitable investment recommendations.