Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Osvaldo Delgado (Delgado), currently associated with Kovack Securities INC., has at least one disclosable event. These events include one customer complaint, alleging that Delgado recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $80,000.00 on November 24, 2025.
Client alleges that an annuity she purchased was unsuitable and did not perform as expected.