Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Oscar Mesorana Colon (Mesorana Colon), currently associated with Popular Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mesorana Colon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on October 13, 2020.
Claimant alleges that Financial Consultant’s investment recommendations to hold P.R. Securities were unsuitable in light of the clients’ risk profile causing loses estimated at over $75,000.00.