Osaic Wealth

There are Recent Customer Complaints with Broker John Mccarthy in Firm Osaic Wealth, Inc.

March 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Mccarthy (Mccarthy), currently associated with Osaic Wealth, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Mccarthy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $53,000.00 on October 28, 2024.

Claimant alleges their RR recommended an unsuitable Oil and Gas investment.

Broker Paul Meaney in Osaic Wealth, Inc. Firm Has Customer Complaint

March 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Meaney (Meaney), currently associated with Osaic Wealth, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Meaney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on October 28, 2024.

Claimant alleges their RR recommended an unsuitable Oil and Gas investment

There are Recent Customer Complaints with Broker Kenneth Rudzinski in Firm Osaic Wealth, Inc.

March 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Rudzinski (Rudzinski), currently associated with Osaic Wealth, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Rudzinski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on October 28, 2024.

Claimant alleges their RR recommended an unsuitable Oil and Gas investment.

There are Recent Customer Complaints with Broker Brent Fuchs in Firm Osaic Wealth, Inc.

March 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brent Fuchs (Fuchs), currently associated with Osaic Wealth, Inc., has at least 9 disclosable events. These events include 9 customer complaints, alleging that Fuchs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on October 28, 2024.

Claimants allege the RR recommended an unsuitable Oil and Gas investment.

Broker Richard Shaw in Osaic Wealth, Inc. Firm Has Customer Complaint

March 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Shaw (Shaw), currently associated with Osaic Wealth, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Shaw recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on October 28, 2024.

Claimant alleges their RR recommended an unsuitable Oil and Gas investment

There are Recent Customer Complaints with Broker Lawrence Barrett in Firm Osaic Wealth, Inc.

March 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Barrett (Barrett), currently associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Barrett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on October 28, 2024.

Claimants allege their RR recommended an unsuitable Oil and Gas investment.

There are Recent Customer Complaints with Broker Peter Maller in Firm Osaic Wealth, Inc.

February 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Maller (Maller), currently associated with Osaic Wealth, Inc., has at least 6 disclosable events. These events include 6 customer complaints, alleging that Maller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on November 01, 2024.

Claimant alleges the RR recommended an unsuitable Oil and Gas investment.

Broker Ran Regev in Osaic Wealth, Inc. Firm Has Customer Complaint

February 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ran Regev (Regev), currently associated with Osaic Wealth, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Regev recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 19, 2024.

Claimants allege representative placed them in unsuitable investments, charged excessive fees and failed to follow instructions regarding disposition of assets.

Broker Devon Gluck in Osaic Wealth, Inc. Firm Has Customer Complaint

February 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Devon Gluck (Gluck), currently associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Gluck recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $97,000.00 on December 30, 2024.

Claimant alleges their RR recommended an unsuitable Oil and Gas investment and an unsuitable REIT.

Broker Tom Anselmi in Osaic Wealth, Inc. Firm Has Customer Complaint

February 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tom Anselmi (Anselmi), currently associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Anselmi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on December 30, 2024.

Claimant alleges their RR recommended an unsuitable Oil and Gas investment.