Articles Tagged with Osaic Fa

Broker Robert Eisenberg in Osaic Fa, INC. Firm Has Customer Complaint

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Eisenberg (Eisenberg), previously associated with Osaic Fa, INC., has at least one disclosable event. These events include one customer complaint, alleging that Eisenberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on May 10, 2023.

Claimants allege the advisor recommended an unsuitable Oil & Gas investment.

There are Recent Customer Complaints with Broker Daniel Stephans in Firm Osaic Fa, INC.

July 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Stephans (Stephans), previously associated with Osaic Fa, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stephans recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on April 23, 2025.

Customer alleges that REIT was misrepresented at the time of purchase.