Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alma Faerber (Faerber), currently associated with Orchard Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Faerber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on December 15, 2020.
Claimant alleges that Mr. Faerber recommended alternative investments that were unsuitable. Securities were purchased prior to 2017.