Securities Lawyers Blog
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Olivier Gillier (Gillier), previously associated with Tigress Financial Partners, LLC, has been subject to at least 2 disclosable events. These events include one customer complaint, one regulatory event. Several of those complaints against Gillier concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,100,000.00 on July 02, 2025.
Claimant alleges misconduct from 12/2017 to 8/2022 for Suitability, Excessive Trading, Unauthorized Trading, Churning and Failure to Supervise.