Nylife Securities LLC

Broker Stephen Vanesko in Nylife Securities LLC Firm Has Customer Complaint

July 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Vanesko (Vanesko), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vanesko recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 07, 2023.

Customer alleges the Variable Annuity policy he purchased in May 2023 has a long holding period that does not provide liquidity. He further alleges that this product does not take into consideration his age or his limited knowledge of the product.

Broker Kristopher Vanesko in Nylife Securities LLC Firm Has Customer Complaint

June 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kristopher Vanesko (Vanesko), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vanesko recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 07, 2023.

Customer alleges the Variable Annuity policy he purchased in May 2023 has a long holding period that does not provide liquidity. He further alleges that this product does not take into consideration his age or his limited knowledge of the product.

Broker Young Park in Nylife Securities LLC Firm Has Customer Complaint

June 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Young Park (Park), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Park recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 16, 2023.

The Customer alleges that she was misled when she purchased a variable annuity in January 2021. The customer seeks the return of her principal without penalty.

There are Recent Customer Complaints with Broker Benjamin Yin in Firm Nylife Securities LLC

June 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Yin (Yin), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 08, 2023.

The customer alleges the variable annuity he purchased in or around December 2021 is not suitable for him because of the fee structure, illiquidity, and restrictions in investment options.

Broker Thomas Pendleton in Nylife Securities LLC Firm Has Customer Complaint

June 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Pendleton (Pendleton), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pendleton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 08, 2023.

The customer alleges the variable annuity he purchased in or around December 2021 is not suitable for him because of the fee structure, illiquidity, and restrictions in investment options.

Broker Kyle Mostransky in Nylife Securities LLC Firm Has Customer Complaint

June 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Mostransky (Mostransky), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mostransky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 01, 2024.

The Customer alleges he was not informed of surrender charges when he requested distributions from the variable annuity he purchased in June 2021.

Broker Louis No in Nylife Securities LLC Firm Has Customer Complaint

June 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Louis No (No), previously associated with Nylife Securities LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that No recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on June 27, 2023.

Respondent No failed to respond to FINRA requests for information.

There are Recent Customer Complaints with Broker Marc Rosenthal in Firm Nylife Securities LLC

June 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Rosenthal (Rosenthal), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rosenthal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,500.00 on February 10, 2014.

CUSTOMER ALLEGES THAT HE WAS NOT INFORMED OF THE 10% EARLY WITHDRAWAL PENALTY ASSOCIATED WITH WITHDRAWAL OF FUNDS FROM HIS VARIABLE ANNUITY POLICY IN MARCH AND JULY 2013, WHICH HAS RESULTED IN A TAX LIABILITY.

Broker Jesus Vega in Nylife Securities LLC Firm Has Customer Complaint

June 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jesus Vega (Vega), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vega recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $27,500.00 on December 13, 2023.

The policyowner alleges that she purchased a variable universal life insurance policy in December 2022 which is unsuitable since the RR incorrectly advised her that her monthly premiums would be tax deductible. The customer requested a full refund of all premiums paid and that her original term life insurance policy be restored.

Broker Ridge Goodwin in Nylife Securities LLC Firm Has Customer Complaint

June 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ridge Goodwin (Goodwin), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Goodwin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 10, 2024.

Customer alleges the Variable Universal Life Insurance policy he purchased in December 2021 was originally understood to be an investment that would provide growth rather than an insurance policy with a high premium, Based on his current understanding, customer now requests a refund of premium.