Nylife Securities LLC

There are Recent Customer Complaints with Broker Yoon Lee in Firm Nylife Securities LLC

August 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yoon Lee (Lee), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $19,606.66 on July 13, 2023.

The customers allege they did not electronically sign fixed annuity applications in December 2020.

Broker Steven Roberson in Nylife Securities LLC Firm Has Customer Complaint

August 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Roberson (Roberson), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Roberson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 01, 2022.

Customer alleges the Variable Annuity policy he purchased in November 2021 is not categorized for his age group.

Broker Qusai Aljamous in Nylife Securities LLC Firm Has Customer Complaint

August 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Qusai Aljamous (Aljamous), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Aljamous recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on June 09, 2025.

Customer alleges that he was advised by the registered representative to open an options account with Merrill Lynch/Bank of America, and the registered representative proceeded to trade within the account causing the customer to incur losses.

There are Recent Customer Complaints with Broker John Rabulan in Firm Nylife Securities LLC

August 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Rabulan (Rabulan), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one regulatory event, alleging that Rabulan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on September 06, 2023.

Respondent Rabulan failed to respond to FINRA request for information.

There are Recent Customer Complaints with Broker Prakash Verma in Firm Nylife Securities LLC

August 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Prakash Verma (Verma), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Verma recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 30, 2024.

Customer alleged that he did not apply for or authorize two Term Life insurance policies issued in December 2023.

There are Recent Customer Complaints with Broker John Rocco in Firm Nylife Securities LLC

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Rocco (Rocco), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rocco recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on June 02, 2025.

The policy owner alleges he did not sign or authorize the policy delivery receipt or amendment for a fixed life insurance policy on February 1, 2007.

Broker Ryan Cooper in Nylife Securities LLC Firm Has Customer Complaint

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Cooper (Cooper), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cooper recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 21, 2025.

Customers alleged the Variable Annuity policies they each purchased between July – August 2024 were not compatible with their requests and the rationale was not clearly understood.

There are Recent Customer Complaints with Broker Elinar Deghbashyan in Firm Nylife Securities LLC

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elinar Deghbashyan (Deghbashyan), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deghbashyan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,000.00 on April 14, 2025.

The Customer alleges the recommendation to transfer some of his funds from an existing variable annuity in December 2024 was based on improper fact finding, and as a result he has lost more than $7,000.00. The Client requests a refund without surrender charges.

There are Recent Customer Complaints with Broker Ryan Cooper in Firm Nylife Securities LLC

July 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Cooper (Cooper), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cooper recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 21, 2025.

Customers alleged the Variable Annuity policies they each purchased between July – August 2024 were not compatible with their requests and the rationale was not clearly understood.

Broker Elinar Deghbashyan in Nylife Securities LLC Firm Has Customer Complaint

July 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elinar Deghbashyan (Deghbashyan), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deghbashyan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,000.00 on April 14, 2025.

The Customer alleges the recommendation to transfer some of his funds from an existing variable annuity in December 2024 was based on improper fact finding, and as a result he has lost more than $7,000.00. The Client requests a refund without surrender charges.