Nylife Securities LLC

There are Recent Customer Complaints with Broker Jason Hooz in Firm Nylife Securities LLC

May 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Hooz (Hooz), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hooz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $12,000.00 on April 10, 2025.

The customer alleges he was misled when he asked for the reallocation of his funds in his VA to the money market but was instead transferred to a new variable annuity in April 2025, where he incurred a $12,000.00 loss.

There are Recent Customer Complaints with Broker Eric Anderson in Firm Nylife Securities LLC

May 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Anderson (Anderson), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 04, 2024.

The customer alleges that his specific instructions in May 2020 to reinvest dividend was not followed.

Broker Leizl Lacida in Nylife Securities LLC Firm Has Customer Complaint

May 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leizl Lacida (Lacida), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lacida recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 11, 2024.

Upon review of the customer’s variable annuity activity related to a partial surrender in February 2023 to fund a fixed annuity as well as a full surrender in July 2023 to fund a separate fixed annuity, the Firm determined that the fixed annuity policies were not properly authorized by the client. The customer executed a settlement agreement that the Firm provided to her after its review of the transactions.

There are Recent Customer Complaints with Broker Rylan Haecker in Firm Nylife Securities LLC

May 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rylan Haecker (Haecker), previously associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Haecker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 22, 2024.

The policyowner alleges that the RR did not adequately inform her of the surrender charges and other fees associated with her variable annuity purchased in September 2021. The policyowner requested to surrender the variable annuity without the imposition of surrender charges and for the Firm to consider compensating her for the loss of the potential value of her investment.

Broker Scott Mccluskey in Nylife Securities LLC Firm Has Customer Complaint

May 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Mccluskey (Mccluskey), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mccluskey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 08, 2024.

The customer alleges the Variable Life Insurance policy and the Variable Annuity policy she purchased between November 2015 and April 2019 were not appropriate in consideration of her retirement needs and have underperformed as investments. The customer, now a claimant, has filed an arbitration asserting claims regarding six contracts that she purchased, including one variable life insurance policy and one variable annuity. She alleges that she was misled during the sales process and that the products were unsuitable given her financial goals and objectives. Claimant is seeking compensatory damages between $100,000.01 and $500,000.00, plus punitive damages, attorney’s fees and costs.

Broker Myong Park in Nylife Securities LLC Firm Has Customer Complaint

April 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Myong Park (Park), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Park recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 12, 2024.

Customer’s attorney alleges that the Variable Annuity she purchased in July 2019 was not clearly understood by the customer and did not take into consideration the customer’s need to access these funds.

Broker Juan Gauna in Nylife Securities LLC Firm Has Customer Complaint

April 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Gauna (Gauna), previously associated with Nylife Securities LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Gauna recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on June 25, 2024.

Respondent Gauna failed to respond to FINRA requests for information.

There are Recent Customer Complaints with Broker Robert Arensberg in Firm Nylife Securities LLC

April 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Arensberg (Arensberg), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Arensberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 16, 2024.

The Customer alleges she was misled when she purchased her VA in April 2014 and that she was not aware that it transferred to another variable annuity in May 2022. The customer requests the return of all surrender charges.

Broker Stanley Schofield in Nylife Securities LLC Firm Has Customer Complaint

April 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stanley Schofield (Schofield), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Schofield recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 17, 2024.

The Customer alleged he received poor advice when he purchased variable annuities in November 2022, June 2023, and March 2024, which led to losses. The customer seeks a return of principal without surrender charges

Broker Robert Reich in Nylife Securities LLC Firm Has Customer Complaint

April 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Reich (Reich), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 17, 2024.

The Customer alleged he received poor advice when he purchased variable annuities in November 2022, June 2023, and March 2024, which led to losses. The customer seeks a return of principal without surrender charges.