Nylife Securities LLC

Broker Chantal Joseph in Nylife Securities LLC Firm Has Customer Complaint

July 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chantal Joseph (Joseph), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Joseph recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000.00 on August 14, 2023.

The policyowner alleges that on or about July 2022 she provided the RR with two blank money orders for $500 each with the funds to be applied to pay the premiums for her life insurance policy and that the RR cashed the money orders instead and did not pay her premiums.

There are Recent Customer Complaints with Broker Marco Diflorio in Firm Nylife Securities LLC

July 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marco Diflorio (Diflorio), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Diflorio recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 19, 2023.

The Customer alleges he was misled regarding surrender charges related to his variable annuity.

There are Recent Customer Complaints with Broker Dana Zimmerman in Firm Nylife Securities LLC

July 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dana Zimmerman (Zimmerman), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zimmerman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 28, 2023.

Customer alleges the Variable Annuities purchased between October 2021- December 2021 along with the transfer of ETF equities negatively impacted the customer and did not consider her needs in retirement.

There are Recent Customer Complaints with Broker Anthony Taylor in Firm Nylife Securities LLC

July 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Taylor (Taylor), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Taylor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 22, 2023.

The Customer alleges they received inaccurate information related to the charges associated with their mutual fund account, which resulted in unanticipated withdrawal charges.

Broker Ralph Thompson in Nylife Securities LLC Firm Has Customer Complaint

July 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ralph Thompson (Thompson), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Thompson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 09, 2023.

The customer alleges that he was misled when he purchased a Variable Universal Life Insurance policy in October 2022 and would like to exit the policy without incurring penalties.

There are Recent Customer Complaints with Broker Allen Martin in Firm Nylife Securities LLC

July 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Allen Martin (Martin), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on October 25, 2023.

The policyowner alleges the RR did not fully inform him that he purchased a variable universal life insurance policy in February 2018. He believed he had purchased an annuity that included a life insurance policy. The policyowner later learned that he purchased a variable universal life insurance policy and not an annuity. The company has offered to rescind policy and refund premiums paid less the cost of term insurance for the time the policy was in-force.

Broker Stephen Vanesko in Nylife Securities LLC Firm Has Customer Complaint

July 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Vanesko (Vanesko), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vanesko recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 07, 2023.

Customer alleges the Variable Annuity policy he purchased in May 2023 has a long holding period that does not provide liquidity. He further alleges that this product does not take into consideration his age or his limited knowledge of the product.

Broker Kristopher Vanesko in Nylife Securities LLC Firm Has Customer Complaint

June 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kristopher Vanesko (Vanesko), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vanesko recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 07, 2023.

Customer alleges the Variable Annuity policy he purchased in May 2023 has a long holding period that does not provide liquidity. He further alleges that this product does not take into consideration his age or his limited knowledge of the product.

Broker Young Park in Nylife Securities LLC Firm Has Customer Complaint

June 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Young Park (Park), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Park recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 16, 2023.

The Customer alleges that she was misled when she purchased a variable annuity in January 2021. The customer seeks the return of her principal without penalty.

There are Recent Customer Complaints with Broker Benjamin Yin in Firm Nylife Securities LLC

June 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Yin (Yin), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 08, 2023.

The customer alleges the variable annuity he purchased in or around December 2021 is not suitable for him because of the fee structure, illiquidity, and restrictions in investment options.