Nylife Securities LLC

Broker Donald Peterson in Nylife Securities LLC Firm Has Customer Complaint

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Peterson (Peterson), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Peterson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 11, 2025.

Customer alleges that the Variable Annuity policy purchased in December 2024 using funds transferred from his SIMPLE IRA was not clearly understood to be a new type of investment. He had originally intended to exchange positions within his existing SIMPLE IRA and requests the funds to be returned to his SIMPLE IRA.

There are Recent Customer Complaints with Broker Ashley Jagoda in Firm Nylife Securities LLC

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ashley Jagoda (Jagoda), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jagoda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 25, 2025.

The customer alleges he did not authorize the purchase on an annuity policy in July 2024.

Broker Jeremy Benson in Nylife Securities LLC Firm Has Customer Complaint

May 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Benson (Benson), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Benson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,000.00 on March 31, 2025.

Customers allege that the former RR failed to repay loans in the amount of $40,000 and $25,000 borrowed in September 2022.

Broker Eric Takao in Nylife Securities LLC Firm Has Customer Complaint

May 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Takao (Takao), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Takao recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,420.23 on April 07, 2025.

The customer alleges that the allocation of her funds within her variable annuity purchased in February 2025 was not in line with her wishes, and that she was misled on the amount she would receive if she exercised the “free-look” provision of her contact.

There are Recent Customer Complaints with Broker Jason Hooz in Firm Nylife Securities LLC

May 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Hooz (Hooz), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hooz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $12,000.00 on April 10, 2025.

The customer alleges he was misled when he asked for the reallocation of his funds in his VA to the money market but was instead transferred to a new variable annuity in April 2025, where he incurred a $12,000.00 loss.

There are Recent Customer Complaints with Broker Eric Anderson in Firm Nylife Securities LLC

May 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Anderson (Anderson), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 04, 2024.

The customer alleges that his specific instructions in May 2020 to reinvest dividend was not followed.

Broker Leizl Lacida in Nylife Securities LLC Firm Has Customer Complaint

May 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leizl Lacida (Lacida), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lacida recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 11, 2024.

Upon review of the customer’s variable annuity activity related to a partial surrender in February 2023 to fund a fixed annuity as well as a full surrender in July 2023 to fund a separate fixed annuity, the Firm determined that the fixed annuity policies were not properly authorized by the client. The customer executed a settlement agreement that the Firm provided to her after its review of the transactions.

There are Recent Customer Complaints with Broker Rylan Haecker in Firm Nylife Securities LLC

May 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rylan Haecker (Haecker), previously associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Haecker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 22, 2024.

The policyowner alleges that the RR did not adequately inform her of the surrender charges and other fees associated with her variable annuity purchased in September 2021. The policyowner requested to surrender the variable annuity without the imposition of surrender charges and for the Firm to consider compensating her for the loss of the potential value of her investment.

Broker Scott Mccluskey in Nylife Securities LLC Firm Has Customer Complaint

May 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Mccluskey (Mccluskey), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mccluskey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 08, 2024.

The customer alleges the Variable Life Insurance policy and the Variable Annuity policy she purchased between November 2015 and April 2019 were not appropriate in consideration of her retirement needs and have underperformed as investments. The customer, now a claimant, has filed an arbitration asserting claims regarding six contracts that she purchased, including one variable life insurance policy and one variable annuity. She alleges that she was misled during the sales process and that the products were unsuitable given her financial goals and objectives. Claimant is seeking compensatory damages between $100,000.01 and $500,000.00, plus punitive damages, attorney’s fees and costs.

Broker Myong Park in Nylife Securities LLC Firm Has Customer Complaint

April 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Myong Park (Park), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Park recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 12, 2024.

Customer’s attorney alleges that the Variable Annuity she purchased in July 2019 was not clearly understood by the customer and did not take into consideration the customer’s need to access these funds.