Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nuzha Petro (Petro), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Petro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 06, 2022.
Customer alleges the Variable Annuity policy he purchased in June 2021 was originally understood to provide a promotional fixed rate, however he states that he was not made aware of the conditions of the promotion at the time of sale that resulted in his not receiving the promotional fixed rate.