Northland Securities

There are Recent Customer Complaints with Broker James Reynolds in Firm Northland Securities, INC.

February 12, 2026 | by Staff Attorney

Currently financial advisor James Reynolds (Reynolds), currently employed by brokerage firm Northland Securities, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint on June 24, 2021.

Claimaints are stating that non-traded REITS were unsuitable

There are Recent Customer Complaints with Broker Richard Reynolds in Firm Northland Securities, INC.

February 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Reynolds (Reynolds), previously associated with Northland Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Reynolds recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint on June 29, 2021.

Claimants are stating the Reits were unsuitable

Broker Robert Herje in Northland Securities, Inc. Firm Has Customer Complaint

April 6, 2025 | by Staff Attorney

Currently financial advisor Robert Herje (Herje), currently employed by brokerage firm Northland Securities, Inc. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on August 16, 2024.

Claimant alleges they were given misinformation on the risks involved with purchasing REITs. Claimant invested in several REITS over a period of time and claims they were not suitable recommendations.