Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Noor Amirali (Amirali), currently associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Amirali recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $36,000.00 on April 01, 2021.
Allegations include Breach of Contract, Violation of State Securities Statues, Breach of Fiduciary Duty, Negligence, Misrepresentation, Unjust Enrichment, Failure to Supervise, Statutory Damages, and control Person Liability for products sold during May 2015.