Articles Tagged with Nobles & Richards

There are Recent Customer Complaints with Broker Joy Martinsen in Firm Nobles & Richards, INC.

October 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joy Martinsen (Martinsen), currently associated with Nobles & Richards, INC., has at least one disclosable event. These events include one customer complaint, alleging that Martinsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on August 07, 2025.

The customer alleges that, the Registered Representative over concentrated assets in illiquid, speculative investments.

Broker Catherine Bearce in Nobles & Richards, Inc. Firm Has Customer Complaint

February 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Catherine Bearce (Bearce), currently associated with Nobles & Richards, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Bearce recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on December 04, 2024.

Claimant alleges the rr recommended unsuitable oil & gas investments