Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicole Pizzi (Pizzi), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pizzi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on January 03, 2023.
Among other allegations, plaintiff alleges that in or about April 2019, he was persuaded to purchase what he was told was long term care coverage by taking a loan for $70,000. Plaintiff alleges he later learned that he purchased a New York Life insurance policy. Plaintiff also seeks a judgment in excess of $50,000 for alleged conversion of his property and monies.