Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nichole Wall (Wall), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 25, 2025.
The customers allege that they were misled when they purchased variable life insurance policies purchased in June 2020.