Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Langer (Langer), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Langer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $559,055.00 on October 31, 2025.
Customer alleges the registered representative affixed the electronic signature of a contact person to a document without authorization. May 6, 2025.