Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Biddle (Biddle), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Biddle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on February 04, 2025.
Registrant is alleged to have made unsuitable investment recommendations. Claimant alleges that losses resulted.