Newbridge Securities Corporation

There are Recent Customer Complaints with Broker Richard Slavik in Firm Newbridge Securities Corporation

March 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Slavik (Slavik), currently associated with Newbridge Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Slavik recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on October 04, 2024.

SUITABILITY, BREACH OF FIDUCIARY DUTY/BREACH OF COVENANTS OF GOOD FAITH AND FAIR DEALING, UNAUTHORIZED TRADING, CHURNING, AND FAILURE TO SUPERVISE.

Broker Thomas Casolaro in Newbridge Securities Corporation Firm Has Customer Complaint

March 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Casolaro (Casolaro), currently associated with Newbridge Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Casolaro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on October 04, 2024.

SUITABILITY, BREACH OF FIDUCIARY DUTY/BREACH OF COVENANTS OF GOOD FAITH AND FAIR DEALING, UNAUTHORIZED TRADING, CHURNING, AND FAILURE TO SUPERVISE.

Broker Jack Mcbride in Newbridge Securities Corporation Firm Has Customer Complaint

March 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Mcbride (Mcbride), previously associated with Newbridge Securities Corporation, has at least 2 disclosable events. These events include one customer complaint, one tax lien, alleging that Mcbride recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on October 11, 2024.

NEGLIGENCE, BREACH OF FIDUCIARY DUTY, AND NEGLIGENT SUPERVISION

There are Recent Customer Complaints with Broker Pamela Mcwhorter in Firm Newbridge Securities Corporation

March 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pamela Mcwhorter (Mcwhorter), currently associated with Newbridge Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Mcwhorter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $650,000.00 on October 14, 2024.

THE CLIENT ALLEGES THAT THE USE OF MARGIN WAS NOT SUITABLE.

There are Recent Customer Complaints with Broker Dean Nowak in Firm Newbridge Securities Corporation

March 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dean Nowak (Nowak), previously associated with Newbridge Securities Corporation, has at least 5 disclosable events. These events include 5 customer complaints, alleging that Nowak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $120,000.00 on October 30, 2024.

BREACH OF FIDUCIARY DUTY, NEGLIGENCE, AND REG BI

Broker Gerald Weigel in Newbridge Securities Corporation Firm Has Customer Complaint

February 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gerald Weigel (Weigel), previously associated with Newbridge Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Weigel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 21, 2025.

BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, NEGLIGENCE, FRAUD, AND FAILURE TO SUPERVISE.

Broker Elaine Zito in Newbridge Securities Corporation Firm Has Customer Complaint

February 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elaine Zito (Zito), previously associated with Newbridge Securities Corporation, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Zito recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on April 18, 2024.

BREACH OF FIDUCIARY DUTY, NEGLIGENCE.

Broker Jeffrey Eglow in Newbridge Securities Corporation Firm Has Customer Complaint

February 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Eglow (Eglow), currently associated with Newbridge Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Eglow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 12, 2024.

Breach of fiduciary duty, negligence, and breach of contact.

Newbridge Securities Corporation Broker Michael Whitaker Has Customer Complaint

January 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Whitaker (Whitaker), currently associated with Newbridge Securities Corporation, has at least 6 disclosable events. These events include 6 customer complaints, alleging that Whitaker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on December 09, 2024.

Breach of fiduciary duty and negligence.

Broker Elaine Marie Zito Subject to Multiple Customer Complaints

July 17, 2017 | by Staff Attorney

The securities fraud lawyers of Gana Weinstein LLP are investigating customer complaints concerning alleged misrepresentation and an employment separation filed with The Financial Industry Regulatory Authority’s (FINRA) against broker Elaine Marie Zito (Zito). According to BrokerCheck records, Zito has been in the securities industry since 1997 and is currently working for Newbridge Securities Corporation (Newbridge) in Scottsdale, Arizona.

The most recent customer complaint against Zito was filed in April 2017 alleging that she misrepresented the client’s account regarding the purchase of a variable annuity back in 2006. Zito was employed at Woodbury Financial Services, Inc during the alleged misrepresentation. The case is currently pending.

During November 2016, Zito was discharged from Questar Capital Corporation (Questar) for allegedly violating the firm’s rules and regulations in relation to unauthorized use of discretion of mutual funds.