Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nancy Corrigan (Corrigan), currently associated with the Strategic Financial Alliance, INC., has at least one disclosable event. These events include one customer complaint, alleging that Corrigan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 14, 2022.
Client claims that recommendation was unsuitable and risks were not fully disclosed. Purchase of investment was 3/27/2019. Arbitration was filed in September 2022.