Articles Tagged with Monica Osborne

Broker Monica Osborne in Avantax Investment Services, INC. Firm Has Customer Complaint

May 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Monica Osborne (Osborne), previously associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Osborne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on April 16, 2024.

Customer alleged the representative recommended an unsuitable investment.

Avantax Advisory Services Previous Advisor Monica Osborne Has Customer Complaint

January 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Monica Osborne (Osborne), currently associated with Avantax Advisory Services, has at least one disclosable events. These events include one customer complaints alleging that Osborne recommended unsuitable investments in different investment products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000 on April 16, 2024.

Customer alleged the representative recommended an unsuitable investment.