Articles Tagged with MOLONEY SECURITIES CO.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Ferraro (Ferraro), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Ferraro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on May 16, 2022.

Suitability/Negligence (2020-2022)

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Vance (Vance), previously associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Vance recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $130,000.00 on September 15, 2025.

Suitability/negligence. 2018-2021

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Franchina (Franchina), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Franchina recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on September 02, 2022.

Suitability/negligence

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Deutschmann (Deutschmann), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Deutschmann recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on October 04, 2022.

Suitability/negligence

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shane Desherlia (Desherlia), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Desherlia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $192,000.00 on July 28, 2025.

Suitability/negligence. 2017-2021

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Rohn (Rohn), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Rohn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on August 14, 2025.

Suitability/negligence. 2021

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Shortal (Shortal), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Shortal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,000.00 on September 15, 2025.

Suitability/negligence. 2018-2020

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randall Duggan (Duggan), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Duggan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on August 05, 2025.

Suitability/negligence. 2017-2021

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Hancock (Hancock), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Hancock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on August 19, 2025.

Suitability/negligence. 2011-2021

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Wood (Wood), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Wood recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $218,750.00 on October 24, 2022.

Suitability/negligence. 2013-2015

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295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
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