Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michelle Osborne (Osborne), currently associated with Emerson Equity LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Osborne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 24, 2025.
Unsuitability and Regulation Best Interest; Breach of fiduciary duty; Negligence and Gross Negligence; Negligent Misrepresentation; Intentional Misrepresentation/Omission; Breach of Contract