Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Spinosa (Spinosa), previously associated with National Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Spinosa recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $168,088.00 on June 11, 2021.
Unauthorized trading & suitability