Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Sebald (Sebald), previously associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sebald recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $43,000.00 on October 27, 2025.
Claimant alleges negligence, breach of fiduciary duty, and negligent supervision regarding a 2020 GWG L Bonds investment.