Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Rosenmayer (Rosenmayer), currently associated with Oppenheimer & CO. INC., has at least one disclosable event. These events include one customer complaint, alleging that Rosenmayer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on April 09, 2025.
Claimant asserts claims for negligence, negligent misrepresentation, breach of fiduciary duty, unsuitability, fraud, breach of contract, elder abuse and violations of state and federal securities laws in connection with investments in municipal bonds. 7/1/2021 to present