Michael Roberts

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Roberts (Roberts), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Roberts recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,372.91 on January 24, 2023.

A beneficiary of an estate settlement alleged that the advisor changed the date on an estate settlement form after a failure to submit the forms for 3 months, resulting in losses.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Roberts (Roberts), currently associated with the Strategic Financial Alliance, INC., has at least one disclosable event. These events include one customer complaint, alleging that Roberts recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,235,000.00 on May 09, 2025.

Claimants allege that recommendation of certain direct participation investments were not in keeping with the client’s needs and objectives and were not fully disclosed to the customer

Articles Tagged with Michael Roberts

Broker Michael Roberts in Ameriprise Financial Services, LLC Firm Has Customer Complaint

There are Recent Customer Complaints with Broker Michael Roberts in Firm the Strategic Financial Alliance, INC.